Experienced ♦ Focused♦  Personalized 

Every client has a unique story and set of needs; thoughtful guidance is at the core of what we do. Through personalized financial planning and tailored investment solutions, the clients we serve can expect diligent and comprehensive solutions designed specifically with their financial lives in mind.




RBC Correspondence Service

 Keeping Your Assets Safe and Secure

Our firm has a contractual agreement with RBC Clearing & Custody, a division of RBC Capital Markets, LLC, to serve as our clearing firm. This fully disclosed clearing agreement states the responsibility of each party. Prior to the agreement becoming effective, RBC Clearing & Custody is responsible for making all disclosures to our firm's designated examining authority as required by FINRA Rule 4311. Each client of our firm is notified of the relationship via a disclosure letter. The disclosure letter details the responsibilites that our firm (the introducing broker-dealer) and RBC Capital Markets, LLC (the clearing firm) have to the client. Although client assets are held by RBC Capital Markets, LLC, neither RBC Capital Markets,LLC, nor its parent company, Royal Bank of Cananda, has responbility for the financial condition or performance of our firm or our financial professionals.

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